GQG, Rajiv Jain and SEC
Rajiv Jain’s GQG cops $725,000 fine for muzzling would-be whistleblowers
US regulator hauls up the fund management giant for violating whistleblower protections by making staff sign overly restrictive non-disclosure agreements.
Rajiv Jain's GQG Partners pays $500,000 to settle SEC charges over whistleblower protection rules
GQG Partners settled without admitting or denying wrongdoing while acknowledging the US SEC's jurisdiction in the case.
Rajiv Jain’s GQG Partners settles US SEC charges with $ 5 mn penalty
GQG Partners LLC, promoted by India-born Rajiv Jain, has agreed to settle charges relating to alleged violation of the whistleblower protection rules of the US Securities and Exchange Commission (SEC) by paying a US $ 500,000 civil penalty to the US regulator.
NRI Rajiv Jain's GQG to pay $500,000 penalty to settle US SEC charges
Without admitting or denying the SEC’s findings, GQG agreed to be censured, to cease and desist from violating the whistleblower protection rule, and to pay a $500,000 civil penalty, it said in a release.
GQG Partners settles SEC whistleblower protection charges for $500,000
GQG Partners, the asset management firm founded by Rajiv Jain, has agreed to pay $500,000 to resolve allegations brought by the US Securities and Exchange Commission (SEC) regarding violations of whistleblower protection rules, media reports said.
SEC charges GQG Partners with violating whistleblower protection rule
The Securities and Exchange Commission of the United States has settled charges against Florida-based GQG Partners LLC, a registered investment adviser, for entering into agreements with candidates for employment and a former employee that made it more difficult for them to report potential securities law violations to the SEC.
GQG Partners to pay $500,000 as penalty to SEC for violating whistleblower protection rules
GQG Partners, founded by Rajiv Jain, has agreed to pay $500,000 to resolve charges brought by the US Securities and Exchange Commission regarding alleged violations of whistleblower protection regulations,
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RIA firm to pay $500K penalty to settle SEC charges over alleged whistleblower curbs
A registered investment advisor firm headquartered in Florida is to pay a $500,000 civil penalty to settle charges from the ...
12 Best Growth Stocks to Buy According to Hedge Funds
In this article, we will discuss: 12 Best Growth Stocks To Buy According To Hedge Funds.
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Rajiv Jain
In late June, Rajiv Jain's investment firm, GQG Partners LLC, increased its investment in Adani group companies by purchasing an additional $1 billion worth of shares from the promoter group.
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Goldman Sachs GQG Ptnrs Intl Opps Instl
The technology sector went in the opposite direction because manager Rajiv Jain and his team considered it broadly overvalued; that sector’s weight plummeted to just 2.7% from 20.9% in that period ...
American Electric Power Company, Inc. (AEP): Driving Growth with Economic Development
The number of hedge funds tracked by Insider Monkey owning stakes in American Electric Power Company, Inc. (NASDAQ:AEP) grew ...