GQG, SEC and Rajiv Jain
Rajiv Jain’s GQG cops $725,000 fine for muzzling would-be whistleblowers
US regulator hauls up the fund management giant for violating whistleblower protections by making staff sign overly restrictive non-disclosure agreements.
Rajiv Jain's GQG Partners pays $500,000 to settle SEC charges over whistleblower protection rules
GQG Partners settled without admitting or denying wrongdoing while acknowledging the US SEC's jurisdiction in the case.
RIA firm to pay $500K penalty to settle SEC charges over alleged whistleblower curbs
A registered investment advisor firm headquartered in Florida is to pay a $500,000 civil penalty to settle charges from the Securities and Exchange Commission relating to whistleblowing.
NRI Rajiv Jain's GQG to pay $500,000 penalty to settle US SEC charges
Without admitting or denying the SEC’s findings, GQG agreed to be censured, to cease and desist from violating the whistleblower protection rule, and to pay a $500,000 civil penalty, it said in a release.
GQG Partners settles SEC whistleblower protection charges for $500,000
GQG Partners, the asset management firm founded by Rajiv Jain, has agreed to pay $500,000 to resolve allegations brought by the US Securities and Exchange Commission (SEC) regarding violations of whistleblower protection rules, media reports said.
Rajiv Jain’s GQG Partners settles US SEC charges with $ 5 mn penalty
GQG Partners LLC, promoted by India-born Rajiv Jain, has agreed to settle charges relating to alleged violation of the whistleblower protection rules of the US Securities and Exchange Commission (SEC) by paying a US $ 500,000 civil penalty to the US regulator.
GQG Partners to pay $500,000 as penalty to SEC for violating whistleblower protection rules
GQG Partners, founded by Rajiv Jain, has agreed to pay $500,000 to resolve charges brought by the US Securities and Exchange Commission regarding alleged violations of whistleblower protection regulations,
American Electric Power Company, Inc. (AEP): Driving Growth with Economic Development
The number of hedge funds tracked by Insider Monkey owning stakes in American Electric Power Company, Inc. (NASDAQ:AEP) grew ...
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GQG Partners Global Quality Equity Instl
The tech sector, typically a favorite here as at most growth funds, plunged from more than 30% of assets in 2020 to 5% in March 2022 because manager Rajiv Jain said he thought tech stocks ...
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Rajiv Jain
In late June, Rajiv Jain's investment firm, GQG Partners LLC, increased its investment in Adani group companies by purchasing an additional $1 billion worth of shares from the promoter group.
12 Best Growth Stocks to Buy According to Hedge Funds
In this article, we will discuss: 12 Best Growth Stocks To Buy According To Hedge Funds.
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Goldman Sachs GQG Ptnrs Intl Opps Instl
The technology sector went in the opposite direction because manager Rajiv Jain and his team considered it broadly overvalued; that sector’s weight plummeted to just 2.7% from 20.9% in that period ...